| SEC

3 Form - Initial statement of beneficial ownership of securities - Monteiro Mallika (0001790492) (Reporting)

SEC FORM 3SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Monteiro Mallika

(Last)(First)(Middle)
C/O CONSTELLATION BRANDS, INC.
207 HIGH POINT DRIVE, BUILDING 100

(Street)
VICTORNY14564

(City)(State)(Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/02/2019
3. Issuer Name and Ticker or Trading Symbol
CONSTELLATION BRANDS, INC. [ STZ ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, Chief Growth&Strategy Off
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock312D
Class A Common Stock1IBy husband
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Non-Qualified Stock Option (right to buy)11/30/2017(1)11/30/2026Class 1 (convertible) Common Stock942151.14D
Non-Qualified Stock Option (right to buy)04/21/2018(1)04/21/2027Class 1 (convertible) Common Stock954172.09D
Non-Qualified Stock Option (right to buy)04/23/2019(1)04/23/2028Class 1 (convertible) Common Stock1,260228.26D
Non-Qualified Stock Option (right to buy)04/23/2020(1)04/23/2029Class 1 (convertible) Common Stock2,461207.48D
Restricted Stock Units05/01/2020(2)05/01/2020(2)Class A Common Stock39(3)D
Restricted Stock Units05/01/2020(4)05/01/2021(4)Class A Common Stock74(3)D
Restricted Stock Units (5)05/01/2021(5)Class A Common Stock212(3)D
Restricted Stock Units05/01/2020(6)05/01/2022(6)Class A Common Stock136(3)D
Restricted Stock Units05/01/2020(7)05/01/2023(7)Class A Common Stock256(3)D
Explanation of Responses:
1. This option becomes exercisable at the rate of 25% per year beginning on the date specified.
2. These restricted stock units vest on the date specified. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.
3. Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
4. These restricted stock units vest in two equal annual installments beginning on the date specified. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.
5. These restricted stock units vest as follows: one-third on May 1, 2020 and the remaining two-thirds on May 1, 2021. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.
6. These restricted stock units vest in three equal annual installments beginning on the date specified. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.
7. These restricted stock units vest in four equal annual installments beginning on the date specified. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.
Remarks:
/s/ Mallika Monteiro10/10/2019
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.