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4/A Form - [Amend] Statement of changes in beneficial ownership of securities - Neuralstem, Inc. (0001357459) (Issuer)

SEC FORM 4/ASEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Mazzo David J

(Last)(First)(Middle)
20271 GOLDENROD LANE, 2ND FLOOR

(Street)
GERMANTOWNMD20876

(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
Neuralstem, Inc. [ CUR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2019
4. If Amendment, Date of Original Filed (Month/Day/Year)
07/03/2019
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Common Stock Purchase Option(1)(3)$6.002(2)07/01/2019A10,106(2)(3)07/01/2019(1)07/01/2029Common Stock10,106$0.0010,106D
Explanation of Responses:
1. Represents 50% of compensatory Annual Grant for director services equal to $50,000. The options vest quarterly on 9/30/19, 12/31/19, 3/31/20, and 6/30/20.
2. All exercise prices and share amounts reported in this Form 4/A reflect a 1-for-20 reverse split that occurred on July 17, 2019.
3. This amendment is being filed to correct a scrivener's error with regard to the option amount previously reported.
/s/ David J. Mazzo, PhD10/11/2019
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Comments

DavidScottAdams-profile-image
David Adams @DavidScottAdams - an hour ago
On watch tomorrow // Pt. 3 🔥📈📚 $RKDA $GLBS $CUR $PRPO $WWR #Bullish #Stock #Stockmarket #Trend #Daytrading… https://t.co/a5txOmeLe1
StockTipRobot-profile-image
Stock Advicebot 2000 @StockTipRobot - 7 hours ago
Plugged into the #NASDAQ computers. You should hold on to Neuralstem $CUR #Advice
aaaamhim-profile-image
Obi @aaaamhim - 9 hours ago
$AWSM OVERSOLD! AFTERHOURS GOING 2 RUN HARD😍💸📈 $spy $vrus $vyst $siml $amzn $cbbt $goog $laho $tsla $qqq $erbb… https://t.co/R0e9pmrNLi
ipoflipper-profile-image
ipoflipper @ipoflipper - 9 hours ago
@beach_trades been in $ABIO & $CUR for the last week or so looks like they're getting some attention
aaaamhim-profile-image
Obi @aaaamhim - 10 hours ago
$AWSM FLYING! SOMEONE STOP HER!!! WEEEEEEE!😍💸📈 $spy $vrus $vyst $siml $amzn $cbbt $goog $laho $tsla $qqq $erbb… https://t.co/YmVmdimiMO
MacaoChina-profile-image
Macau Gambling Mecca @MacaoChina - 11 hours ago
$BNGO several organizations adopted its mapping technology. Stock was up 400% last week. Today at bottom range.… https://t.co/dsoqWmzosF
StocksGazer-profile-image
Gazer @StocksGazer - 13 hours ago
$ALPP No doubt! This is the winner of 2019! Huge! STRONG BUY!!! $spy $vrus $vyst $siml $amzn $cbbt $goog $laho… https://t.co/FfWdBGSoCL
ipoflipper-profile-image
ipoflipper @ipoflipper - 14 hours ago
$CUR jeezz taking a little time but slow profit far better than fast loss
aaaamhim-profile-image
Obi @aaaamhim - 14 hours ago
$TEUM FLYING! SOMEONE STOP HER!!! WEEEEEEE!😍💸📈 $spy $vrus $vyst $siml $amzn $cbbt $goog $laho $tsla $qqq $erbb… https://t.co/cKCKecKjgr
registrarjourn-profile-image
Registrar Journal @registrarjourn - 16 hours ago
Neuralstem $CUR Stock Price Passes Above 200-Day Moving Average of $1.19 https://t.co/fgx2zRPwJ8
EnterpriseLeade-profile-image
Enterprise Leader @EnterpriseLeade - 16 hours ago
Neuralstem $CUR Stock Price Passes Above 200-Day Moving Average of $1.19 https://t.co/X7cwK2PxGz
aaaamhim-profile-image
Obi @aaaamhim - 16 hours ago
$TEUM -58% OVERSOLD BOUNCING AFTERHOURS 💸📈 $spy $vrus $vyst $siml $amzn $cbbt $goog $laho $tsla $qqq $erbb $cwnr… https://t.co/9oGkM1cihr
TranscriptDaily-profile-image
Transcript Daily @TranscriptDaily - 16 hours ago
Neuralstem $CUR Stock Price Passes Above Two Hundred Day Moving Average of $1.19 https://t.co/cMzq54j4CM
TopStockAlerts1-profile-image
Top Stock Alerts @TopStockAlerts1 - 17 hours ago
$CUR former runner Setting up
DavidScottAdams-profile-image
David Adams @DavidScottAdams - a day ago
On watch tomorrow // Pt. 3 🔥📈📚 $ADXS $RKDA $CUR $PRPO $WWR #Bullish #Stock #Stockmarket #Trend #Daytrading… https://t.co/iT9QIiVj2j